05/05/2026
JOB OPPORTUNITY
Consultancy Opportunity – SEC Licensing & Crowdfunding Compliance (Zambia)
Application deadline: 10th May, 2026
KATWE NETWORK is seeking an experienced private consultant with proven expertise in regulatory compliance to lead, implement, and fully execute the Securities and Exchange Commission (SEC) Zambia licensing process for an investment-based crowdfunding platform (equity and debt).
This role requires a hands-on, end-to-end approach, ensuring full regulatory approval and operational readiness in line with Zambian law.
Scope of Work:
▪️Full end-to-end ex*****on of the SEC Zambia licensing process
▪️Preparation, structuring, and submission of all regulatory applications and documentation
▪️Direct engagement and follow-up with SEC Zambia throughout the approval process
▪️Structuring a compliant equity and/or debt crowdfunding model
▪️Navigating Companies Act restrictions on public offerings and advising on compliant structures (e.g. SPVs, public entities where required)
▪️Implementation of AML/KYC frameworks and investor protection measures
▪️Development of governance, compliance, and risk management systems
▪️Establishment of operational, reporting, and audit processes in line with SEC requirements
▪️Advising and facilitating entry into the SEC Regulatory Sandbox, where applicable
▪️Ensuring readiness for full licensing and ongoing regulatory compliance
Requirements:
▪️Proven track record in successfully obtaining SEC Zambia licenses
▪️Strong expertise in investment-based crowdfunding (equity and/or debt)
▪️Deep understanding of Zambian financial regulations, Companies Act, and SEC framework
Experience implementing AML/KYC, compliance systems, and regulatory reporting structures
▪️Ability to take full ownership and deliver results through to approval
▪️Background in financial services, legal, fintech, or regulatory consulting
Engagement Type:
Results-driven consultancy (milestone-based preferred)
Location:
Zambia (Lusaka-based or strong